Filing Details

Accession Number:
0001140361-13-034764
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-03 12:10:44
Reporting Period:
2013-08-31
Filing Date:
2013-09-03
Accepted Time:
2013-09-03 12:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052257 Z Trim Holdings Inc ZTHO Grain Mill Products (2040) 364197173
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419721 Mark Hershhorn 1011 Campus Drive
Mundelein IL 60060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-31 62,788 $1.30 527,997 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2013-09-02 24,615 $1.00 24,615 $1.00
Common Stock Warrants Disposition 2013-08-31 30,000 $1.50 30,000 $1.50
Common Stock Warrant Disposition 2013-08-31 22,500 $1.50 22,500 $1.50
Common Stock Warrant Disposition 2013-08-31 32,328 $1.50 32,328 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-09-02 2013-09-02 No 4 C Direct
0 2010-11-10 2015-11-10 No 4 C Direct
0 2011-01-07 2016-01-06 No 4 C Direct
0 2011-04-08 2014-05-13 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 465,209 Direct
Footnotes
  1. Mr. Hershhorn, pursuant to a limited offering made by the Company to all holders of warrants with an exercise price of $1.50 per share that also contained anti-dilution provisions, agreed to exercise all of his $1.50 warrants on a cashless basis, resulting in net issuance of 38,173 shares of common stock from those cashless exercises. Additionally, Mr. Hershhorn exercised all of his $1.00 warrants for cash. The weighted average exercise price is $1.30.