Filing Details
- Accession Number:
- 0001127602-13-026338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 20:32:53
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 20:32:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244422 | Mitchell Feiger | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock | Acquisiton | 2013-08-28 | 17,663 | $0.00 | 17,663 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-08-29 | 18,300 | $27.40 | 103,791 | No | 4 | S | Indirect | Spouse's Revocable Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | Spouse's Revocable Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Units | Acquisiton | 2013-08-28 | 22,078 | $0.00 | 22,078 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-08-28 | 18,988 | $0.00 | 18,988 | $27.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,078 | No | 4 | A | Direct | ||
18,988 | 2014-08-28 | 2023-08-28 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60,525 | Direct | |
Common Stock | 16,327 | Indirect | By 401(k) |
Common Stock | 4,925 | Indirect | By Children |
Common Stock | 513 | Indirect | By Custodian For Child |
Common Stock | 7,994 | Indirect | By Deferred Comp Plan |
Common Stock | 15,775 | Indirect | By Ira |
Common Stock | 12,148 | Indirect | By Spouse's IRA |
Common Stock | 28,180 | Indirect | By Trust |
Common Stock | 188,939 | Indirect | Revocable Living Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 34,091 | 34,091 | Direct |
Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 41,714 | 41,714 | Direct |
Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 54,108 | 54,108 | Direct |
Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 66,275 | 66,275 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 23,124 | 23,124 | Direct |
Common Stock | Performance Share Units | $0.00 | 26,593 | 26,593 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $37.06 | 2008-08-24 | 2014-08-24 | 38,441 | 38,441 | Direct |
Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 39,210 | 39,210 | Direct |
Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 33,522 | 33,522 | Direct |
Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 24,451 | 24,451 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-07-25 | 34,091 | 34,091 | Direct |
2017-07-25 | 41,714 | 41,714 | Direct |
2018-06-25 | 54,108 | 54,108 | Direct |
2018-06-25 | 66,275 | 66,275 | Direct |
2022-08-29 | 23,124 | 23,124 | Direct |
26,593 | 26,593 | Direct | |
2014-08-24 | 38,441 | 38,441 | Direct |
2015-07-20 | 39,210 | 39,210 | Direct |
2016-07-26 | 33,522 | 33,522 | Direct |
2016-07-26 | 24,451 | 24,451 | Direct |
Footnotes
- Transaction represents the grant of restricted stock to the reporting person under the Amended and Restated Omnibus Incentive Plan. The shares vest ratably over 4 years (25% per year).
- Performance based vesting
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.