Filing Details

Accession Number:
0001181431-13-047122
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-30 18:19:48
Reporting Period:
2013-08-29
Filing Date:
2013-08-30
Accepted Time:
2013-08-30 18:19:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218470 A Kenneth Goldman C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-29 6,000 $2.00 43,234 No 4 M Direct
Common Stock Disposition 2013-08-29 6,000 $9.50 37,234 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-08-29 6,000 $0.00 11,969 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,969 2016-08-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,051 Indirect See Footnote
Common Stock 33,722 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $13.00 2017-06-06 12,500 12,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $13.16 2018-05-13 12,500 12,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $7.45 2019-08-10 60,000 60,000 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $7.55 2020-05-19 14,500 14,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $7.25 2021-05-18 17,600 17,600 Direct
Common Stock Restricted Stock Units $0.00 13,333 13,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-06 12,500 12,500 Direct
2018-05-13 12,500 12,500 Direct
2019-08-10 60,000 60,000 Direct
2020-05-19 14,500 14,500 Direct
2021-05-18 17,600 17,600 Direct
13,333 13,333 Direct
Footnotes
  1. Shares held directly by the Goldman-Valeriote Family Trust u/a/d 11/15/95 for which the Reporting Person serves as trustee.
  2. Shares held directly by G.V. Partners, L.P. for which the Reporting Person serves as managing member.
  3. The option is fully vested.
  4. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  5. The RSUs fully vest on May 15, 2014.
  6. This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 30, 2013.