Filing Details
- Accession Number:
- 0000950138-13-000368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 17:22:28
- Reporting Period:
- 2013-06-11
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 17:22:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 720672 | Stifel Financial Corp | 501 N. Broadway Saint Louis MO 63102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-11 | 138,160 | $20.00 | 254,629 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-07-17 | 78,490 | $20.00 | 333,119 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
