Filing Details
- Accession Number:
- 0001127602-13-026328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 17:12:43
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 17:12:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181119 | Jr G James Shennan | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-28 | 19,698 | $15.23 | 30,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-28 | 19,698 | $71.08 | 10,402 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-08-28 | 19,698 | $0.00 | 19,698 | $15.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-11-20 | 2013-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,000 | Indirect | By Shennan 1995 Trust |
Common Stock | 62,440 | Indirect | By Shennan Family Investments LLC |
Common Stock | 156,044 | Indirect | By Shennan LLC |
Footnotes
- Includes 18 deferred stock units acquired on May 24, 2013 and 16 deferred stock units acquired on August 23, 2013, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $71.0600 to $71.0900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.