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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555463	A Anne Williams	C/O Cu Bancorp 15821 Ventura Blvd. Suite 100 Encino CA 91436	Evp And Cco	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-08-29	3,214	$7.80	101,759	No	4	M	Direct
Common Stock	Disposition	2013-08-29	3,214	$17.08	98,545	No	4	S	Direct
Common Stock	Acquisiton	2013-08-30	11,786	$7.80	110,331	No	4	M	Direct
Common Stock	Disposition	2013-08-30	11,786	$16.95	98,545	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2013-08-29	3,214	$0.00	15,000	$7.80
Common Stock	Options to Purchase Common Stock	Disposition	2013-08-30	11,786	$0.00	11,786	$7.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,786	2010-01-27	2015-01-26	No	4	M	Direct
0	2010-01-27	2015-01-26	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$10.00	2006-05-17	2005-05-16	62,500	62,500	Direct
Common Stock	Options to Purchase Common Stock	$22.00	2007-04-26	2016-04-25	5,000	5,000	Direct
Common Stock	Options to Purchase Common Stock	$12.20	2011-04-27	2017-04-27	8,500	8,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2005-05-16	62,500	62,500	Direct
2016-04-25	5,000	5,000	Direct
2017-04-27	8,500	8,500	Direct

Footnotes

Exercise of 3,214 and 11,786 from the 15,000 stock options granted to the reporting person on January 27, 2009. As of the date of this report, all options are fully vested and exercisable and a total of 15,000 stock options were exercised by the reporting person.
Acquisitions of 3,214 and 11,786 shares of common stock through exercise of stock options granted to the reporting person on January 27, 2009.
Sales of 3,214 and 11,786 shares of common stock acquired through the exercise of stock options granted to the reporting person on January 27, 2009.
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
Stock options were granted to the reporting person under the 2005 Stock Option Plan on May 17, 2005. The options vested in four equal annual installments on each of May 17, 2006, 2007, 2008 and 2009, and as of the filing date are fully vested.
Stock options were granted to the reporting person on April 26, 2006. The options vested in four equal annual installments on each of April 26, 2007, 2008, 2009 and 2010, and as of the filing date are fully vested.
Stock options were granted to the reporting person on April 27, 2010. The options vested in five equal annual installments on each of April 27, 2011, 2012, 2013, 2014 and 2015.