Filing Details
- Accession Number:
- 0001181431-13-047082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 16:30:51
- Reporting Period:
- 2013-08-27
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 16:30:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216477 | E Todd Simpson | 21823 30Th Drive Se Bothell WA 98021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-27 | 2,972 | $12.16 | 128,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-27 | 2,972 | $41.45 | 125,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-27 | 5,625 | $12.00 | 130,654 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-27 | 5,625 | $41.45 | 125,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-27 | 4,166 | $15.46 | 129,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-27 | 4,166 | $41.45 | 125,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-27 | 12,500 | $26.10 | 137,529 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-27 | 12,500 | $41.45 | 125,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-27 | 12,500 | $26.10 | 137,529 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-27 | 12,500 | $41.45 | 125,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-28 | 13,126 | $10.29 | 138,155 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-28 | 9,017 | $11.09 | 147,172 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-28 | 8,223 | $12.16 | 155,395 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-08-28 | 13,126 | $0.00 | 13,126 | $10.29 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-08-28 | 9,017 | $0.00 | 9,017 | $11.09 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-08-28 | 8,223 | $0.00 | 8,223 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-27 | 5,625 | $0.00 | 5,625 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-27 | 2,972 | $0.00 | 2,972 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-27 | 4,166 | $0.00 | 4,166 | $15.46 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-27 | 12,500 | $0.00 | 12,500 | $26.10 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-27 | 12,500 | $0.00 | 12,500 | $26.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-08-28 | No | 4 | M | Direct | |
| 0 | 2018-08-27 | No | 4 | M | Direct | |
| 0 | 2019-08-25 | No | 4 | M | Direct | |
| 14,167 | 2020-08-27 | No | 4 | M | Direct | |
| 0 | 2019-08-25 | No | 4 | M | Direct | |
| 26,867 | 2021-08-24 | No | 4 | M | Direct | |
| 33,669 | 2022-08-20 | No | 4 | M | Direct | |
| 21,169 | 2022-08-20 | No | 4 | M | Direct |
Footnotes
- Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11.
- Shares vested at a rate of 25% on 8/27/09 and monthly thereafter until all the shares were fully vested on 8/27/12.
- Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.
- Shares shall vest at a rate of 25% on August 20, 2013 and monthly thereafter until all the shares are fully vested on August 20, 2016.
Billionaire Hedge Funds
