Filing Details
- Accession Number:
- 0001534424-13-000384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 16:06:15
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 16:06:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Blvd., Ste. 560 Minneapolis MN 55416 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 311 | $1.90 | 710,253 | No | 4 | L | Indirect | By AO Partners I, LP |
Common Stock | Acquisiton | 2013-08-28 | 5,200 | $1.90 | 715,453 | No | 4 | P | Indirect | By AO Partners I, LP |
Common Stock | Acquisiton | 2013-08-29 | 5,300 | $1.90 | 720,753 | No | 4 | P | Indirect | By AO Partners I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Indirect | By AO Partners I, LP |
No | 4 | P | Indirect | By AO Partners I, LP |
No | 4 | P | Indirect | By AO Partners I, LP |
Footnotes
- The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.