Filing Details
- Accession Number:
- 0001140361-13-034681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 13:10:25
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 13:10:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186678 | A Michael Quinn | Resmed Inc. 9001 Spectrum Center Blvd. San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Resmed Common Stock | Acquisiton | 2013-08-28 | 48,000 | $16.50 | 335,000 | No | 4 | M | Direct | |
| Resmed Common Stock | Disposition | 2013-08-28 | 48,000 | $48.34 | 287,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Resmed Common Stock | ResMed Common Stock Options | Disposition | 2013-08-28 | 48,000 | $0.00 | 48,000 | $16.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-07-01 | 2015-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Resmed Chess Depositary Instruments | 880,000 | Direct | |
| Resmed Chess Depositary Instruments | 306,000 | Indirect | Kaylara ATF Straflo Pension Fund |
| Resmed Chess Depositary Instruments | 90,000 | Indirect | Spouse |
Footnotes
- Represents date options first became exercisable. Options vest 1/3 each year on the anniversary of the grant.
- This transaction was executed in multiple trades at prices ranging from $48.25 to $48.48. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the ransacction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
- These shares are held as CDIs on the Australian Securities Exchange which represents 31,000 NYSE shares. 1 NYSE share is equal to 10 CDIs.
- These shares are held as CDIs on the Australian Securities Exchange which represents 30,600 NYSE shares. 1 NYSE share is equal to 10 CDIs.
- These shares are held as CDIs on the Australian Securities Exchange which represents 9,000 NYSE shares. 1 NYSE share is equal to 10 CDIs.
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