Filing Details
- Accession Number:
- 0001469326-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 11:56:29
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 11:56:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469326 | Daniel Siegel | C/O Lifetime Brands, Inc. 1000 Stewart Avenue Garden City NY 11530 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-28 | 100 | $2.19 | 291,963 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-28 | 100 | $13.75 | 291,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-29 | 3,928 | $2.19 | 295,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-29 | 3,928 | $13.75 | 291,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-30 | 2,621 | $2.19 | 294,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-30 | 2,621 | $13.75 | 291,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-30 | 1,250 | $4.60 | 293,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-30 | 1,250 | $13.75 | 291,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-08-28 | 100 | $0.00 | 100 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2013-08-29 | 3,928 | $0.00 | 3,928 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2013-08-30 | 2,621 | $0.00 | 2,621 | $2.19 |
| Common Stock | Employee Stock Option | Disposition | 2013-08-30 | 1,250 | $0.00 | 1,250 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,549 | 2019-04-02 | No | 4 | M | Direct | |
| 15,621 | 2019-04-02 | No | 4 | M | Direct | |
| 13,000 | 2019-04-02 | No | 4 | M | Direct | |
| 0 | 2018-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,000 | Indirect | Trustee |
Footnotes
- Reporting person is trustee for a trust for the benefit of Katherine & Juliana Wells
- The options vested and became exercisable in four equal installments on each of April 3, 2010, 2011, 2012 and 2013.
- Field intentionally left blank in accordance with the instructions to Form 4.
- The options vested in four equal installments beginning November 10, 2009.
Billionaire Hedge Funds
