Filing Details

Accession Number:
0000902664-13-003110
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 20:13:14
Reporting Period:
2013-08-27
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 20:13:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013238 Aradigm Corp ARDM Electromedical & Electrotherapeutic Apparatus (3845) 943133088
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
754094 Ltd. Associates Def 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1325447 First Eagle Investment Management, Llc 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1457518 First Eagle Value In Biotechnology Master Fund, Ltd. 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1459688 21 April Fund Lp 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1459708 Ltd Fund April 21 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1506964 Def Associates Lp 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value (The "Common Stock") Acquisiton 2013-08-27 40,322,580 $0.12 0 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. The shares of Common Stock to which this relates are held directly by First Eagle Value in Biotechnology Master Fund, Ltd., a Cayman Islands exempted company ("FEVIB"), 21 April Fund, Ltd., a Cayman Islands exempted company ("April LTD"), 21 April Fund, L.P., a Delaware limited partnership ("April LP"), DEF Associates, LP, a Delaware limited partnership ("DEF LP"), DEF Associates, Ltd., a British Virgin Islands corporation ("DEF LTD" and together with FEVIB, April LTD, April LP and DEF LP, the "Funds"), and certain managed accounts (collectively, the "Accounts").
  2. The shares of Common Stock reported herein are indirectly beneficially owned by First Eagle Investment Management, LLC, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940 ("FEIM"), by virtue of its service as investment manager to the Funds and Accounts, which are under FEIM's management and control. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.