Filing Details

Accession Number:
0001181431-13-046944
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 16:56:18
Reporting Period:
2013-08-28
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 16:56:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001115 Geospace Technologies Corp GEOS Measuring & Controlling Devices, Nec (3829) 760447780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550921 B. Robbin Adams 7007 Pinemont Drive
Houston TX 77040
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2013-08-28 1,000 $8.78 2,550 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-08-28 1,000 $68.80 1,550 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (right to buy) Disposition 2013-08-28 1,000 $0.00 1,500 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500 2012-12-05 2018-12-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options (right to buy) $21.95 2014-02-25 2020-02-25 13,000 13,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-25 13,000 13,000 Direct
Footnotes
  1. These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
  2. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
  3. This option becomes exercisable in equal annual installments over a four year period. The option will become fully exercisable on February 25, 2014.
  4. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II.
  5. This option became exercisable in equal annual installments over a four year period, and is now fully exercisable.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.88, inclusive. The reporting person undertakes to provide
  7. On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 775 additional shares of common stock.
  8. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 6,500 additional options for which the strike price was reduced to $21.945.
  9. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 750 additional options for which the strike price was reduced to $8.78.