Filing Details
- Accession Number:
- 0001181431-13-046944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-29 16:56:18
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-29
- Accepted Time:
- 2013-08-29 16:56:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001115 | Geospace Technologies Corp | GEOS | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550921 | B. Robbin Adams | 7007 Pinemont Drive Houston TX 77040 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-08-28 | 1,000 | $8.78 | 2,550 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-08-28 | 1,000 | $68.80 | 1,550 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2013-08-28 | 1,000 | $0.00 | 1,500 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500 | 2012-12-05 | 2018-12-05 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | $21.95 | 2014-02-25 | 2020-02-25 | 13,000 | 13,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-25 | 13,000 | 13,000 | Direct |
Footnotes
- These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- This option becomes exercisable in equal annual installments over a four year period. The option will become fully exercisable on February 25, 2014.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II.
- This option became exercisable in equal annual installments over a four year period, and is now fully exercisable.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.88, inclusive. The reporting person undertakes to provide
- On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 775 additional shares of common stock.
- On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 6,500 additional options for which the strike price was reduced to $21.945.
- On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 750 additional options for which the strike price was reduced to $8.78.