Filing Details
- Accession Number:
- 0001140361-13-034590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-29 16:38:53
- Reporting Period:
- 2013-08-27
- Filing Date:
- 2013-08-29
- Accepted Time:
- 2013-08-29 16:38:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311596 | Regado Biosciences Inc | RGDO | Pharmaceutical Preparations (2834) | 030422069 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901066 | A Robert Kierlin | 2001 Theurer Boulevard Winona MN 55987 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 201,785 | $0.00 | 224,262 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 100,050 | $0.00 | 324,312 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 199,050 | $0.00 | 523,362 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 1,392,875 | $0.00 | 1,916,237 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 634,718 | $0.00 | 2,550,955 | No | 4 | C | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-27 | 750,000 | $4.00 | 3,300,955 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Series A Preferred Stock | Disposition | 2013-08-27 | 3,369,811 | $0.00 | 201,785 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Series B Preferred Stock | Disposition | 2013-08-27 | 1,670,833 | $0.00 | 100,050 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Series C Preferred Stock | Disposition | 2013-08-27 | 3,324,136 | $0.00 | 199,050 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Series D Preferred Stock | Disposition | 2013-08-27 | 23,261,013 | $0.00 | 1,392,875 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Series E Preferred Stock | Disposition | 2013-08-27 | 10,750,105 | $0.00 | 634,718 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The shares of Series A Preferred Stock had no expiration date and automatically converted upon the consummation of the initial public offering of Regado Biosciences, Inc. (the "Company") at a conversion ratio of 1 share of Series A Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
- The shares of Series B Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series B Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
- The shares of Series C Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series C Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
- The shares of Series D Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series D Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
- The shares of Series E Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series E Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.