Filing Details

Accession Number:
0001140361-13-034582
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 16:26:49
Reporting Period:
2013-08-27
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 16:26:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311596 Regado Biosciences Inc RGDO Pharmaceutical Preparations (2834) 030422069
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579186 Partners Investment Rothschild De Edmond 47 Rue Du Faubourg Saint Honore
Paris I0 75008
No No Yes No
1579266 Biodiscovery 3, Fcpr 47 Rue Du Faubourg Saint Honore
Paris I0 75401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 1,021,930 $0.00 1,021,930 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 169,633 $0.00 1,191,563 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 1,215,708 $4.00 2,407,271 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Series D Preferred Stock Disposition 2013-08-27 17,066,243 $0.00 1,021,930 $0.00
Common Stock, Par Value $0.001 Per Share Series E Preferred Stock Disposition 2013-08-27 2,832,872 $0.00 169,633 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The reportable securities are directly held by BioDiscovery 3, FCPR ("BioDiscovery"). Edmond de Rothschild Investment Partners, S.A.S. ("Edmond de Rothschild"), as the management company for BioDiscovery indirectly beneficially owns the reportable securities. Raphael Wisniewski is a partner at Edmond de Rothschild and a member of the board of directors of the Issuer. Edmond de Rothschild and Mr. Wisniewski disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest therein, and this report is not an admission that either Edmond de Rothschild or Mr. Wisniewski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. The shares of Series D Preferred Stock had no expiration date and automatically converted upon the consummation of the initial public offering of Regado Biosciences, Inc. (the "Company") at a conversion ratio of 1 share of Series D Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
  3. The shares of Series E Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series E Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.