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Home > Insider Trading > Filing (0001185185-13-001926)

Filing Details

Accession Number:: 0001185185-13-001926
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-28 18:00:19
Reporting Period:: 2013-08-27

Filing Date:: 2013-08-28
Accepted Time:: 2013-08-28 18:00:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1171012	Uni-Pixel	UNXL	Electronic Components, Nec (3679)	752926437

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1391970	I Bruce Berkoff	8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-27	11,334	$7.50	22,734	No	4	M	Direct
Common Stock	Acquisiton	2013-08-27	9,666	$6.93	32,400	No	4	M	Direct
Common Stock	Disposition	2013-08-27	21,000	$19.00	11,400	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2013-08-27	11,334	$0.00	11,334	$7.50
Common Stock	Stock Option	Disposition	2013-08-27	9,666	$0.00	9,666	$6.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-01-28	2020-01-28	No	4	M	Direct
35,334	2011-01-21	2021-01-21	No	4	M	Direct

Footnotes

The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.