Filing Details
- Accession Number:
- 0001415889-13-001738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 17:57:25
- Reporting Period:
- 2013-08-27
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 17:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | Banc Of California Inc. | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504590 | Steven Sugarman | C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-27 | 5,000 | $13.18 | 5,000 | No | 4 | P | Indirect | By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman |
Billionaire Hedge Funds
