Filing Details
- Accession Number:
- 0000919574-13-005395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 17:12:55
- Reporting Period:
- 2013-08-22
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 17:12:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899297 | Opti Inc | OPTI.OB | Semiconductors & Related Devices (3674) | 770220697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1138996 | S. Muoio & Co. Llc | 509 Madison Avenue Suite 406 New York NY 10022 | No | No | Yes | No | |
| 1173632 | Sm Investors Ii, L.p. | C/O S. Muoio &Amp; Co. Llc 509 Madison Avenue, Suite 406 New York NY 10022 | No | No | Yes | No | |
| 1259267 | Muoio Salvatore | C/O S. Muoio &Amp; Co. Llc 509 Madison Avenue, Suite 406 New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-22 | 1,000 | $0.53 | 3,486,378 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-26 | 4,500 | $0.52 | 3,490,878 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-27 | 5,000 | $0.54 | 3,495,878 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,985,578 | Indirect | See Footnote |
| Common Stock | 5,990,078 | Indirect | See Footnote |
| Common Stock | 5,995,078 | Indirect | See Footnote |
Footnotes
- These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
- These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.
Billionaire Hedge Funds
