Filing Details
- Accession Number:
- 0001412665-13-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 16:23:26
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 16:23:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454768 | John Gary Ortale | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-28 | 500 | $23.55 | 10,000 | No | 4 | P | Indirect | By IRAs |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRAs |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,344 | Direct | |
Common Stock | 1,800 | Indirect | By ESOP |
Common Stock | 1,500 | Indirect | By Spousal IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 500 | 500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | 500 | 500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | 4,800 | 4,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-01 | 500 | 500 | Direct |
2019-01-22 | 500 | 500 | Direct |
2019-07-16 | 4,800 | 4,800 | Direct |
Footnotes
- Shares are held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account as of August 27, 2013. Shares reported have increased by 410 shares since the last Form filing.
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- The option vests in four equal annual installments beginning on July 16, 2010.