Filing Details
- Accession Number:
- 0001246360-13-004156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 16:14:09
- Reporting Period:
- 2013-08-26
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 16:14:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 800459 | Harman International Industries Inc | HAR | Household Audio & Video Equipment (3651) | 112534306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436496 | K Herbert Parker | C/O Harman International Industries, Inc 400 Atlantic Street, Suite 1500 Stamford CT 06901 | Evp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-26 | 39,581 | $43.65 | 66,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-26 | 50,000 | $43.65 | 116,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-26 | 32,717 | $43.65 | 149,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-26 | 129,187 | $67.48 | 20,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-26 | 15,490 | $68.20 | 4,659 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-08-26 | 39,581 | $0.00 | 39,581 | $43.65 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-08-26 | 50,000 | $0.00 | 50,000 | $43.65 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-08-26 | 32,717 | $0.00 | 32,717 | $43.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-02 | 2018-06-02 | No | 4 | M | Direct |
| 0 | 2018-06-02 | No | 4 | M | Direct | |
| 0 | 2010-05-13 | 2018-06-02 | No | 4 | M | Direct |
Footnotes
- Options vest in five equal annual installments commencing one year from the date of grant.
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