Home > Insider Trading > Filing (0000093751-13-000157)

Filing Details

Accession Number:: 0000093751-13-000157
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-28 16:06:39
Reporting Period:: 2013-08-26

Filing Date:: 2013-08-28
Accepted Time:: 2013-08-28 16:06:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
93751	State Street Corp	STT	State Commercial Banks (6022)	042456637

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180345	F Michael Rogers	State Street Corporation One Lincoln Street Boston MA 02111	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-08-26	42,814	$69.75	885,113	No	4	S	Direct
Common Stock	Disposition	2013-08-27	120,416	$67.85	764,697	No	4	S	Direct
Common Stock	Disposition	2013-08-27	44,785	$67.25	719,912	No	4	S	Direct
Common Stock	Disposition	2013-08-27	25,000	$0.00	694,912	No	5	G	Direct
Common Stock	Disposition	2013-08-28	41,985	$67.05	652,927	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	5	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	102,000	Indirect	By a Trust 1
Common Stock	300,000	Indirect	By a Trust 2

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.550 to $70.085, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.51 to $68.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.25, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.