Filing Details
- Accession Number:
- 0000904454-13-000995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 12:15:46
- Reporting Period:
- 2013-08-27
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 12:15:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311596 | Regado Biosciences Inc | RGDO | Pharmaceutical Preparations (2834) | 030422069 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013425 | I Jesse Treu | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-27 | 394,969 | $0.00 | 430,516 | No | 4 | C | Indirect | By Domain Partners VI, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 270,568 | $0.00 | 701,084 | No | 4 | C | Indirect | By Domain Partners VI, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 894,120 | $0.00 | 1,595,204 | No | 4 | C | Indirect | By Domain Partners VI, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 225,913 | $0.00 | 1,821,117 | No | 4 | C | Indirect | By Domain Partners VI, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 750,000 | $4.00 | 2,571,117 | No | 4 | P | Indirect | By Domain Partners VI, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 4,233 | $0.00 | 4,614 | No | 4 | C | Indirect | By DP VI Associates, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 2,899 | $0.00 | 7,513 | No | 4 | C | Indirect | By DP VI Associates, L.P. |
Common Stock | Acquisiton | 2013-08-27 | 7,407 | $0.00 | 14,920 | No | 4 | C | Indirect | By DP VI Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Domain Partners VI, L.P. |
No | 4 | C | Indirect | By Domain Partners VI, L.P. |
No | 4 | C | Indirect | By Domain Partners VI, L.P. |
No | 4 | C | Indirect | By Domain Partners VI, L.P. |
No | 4 | P | Indirect | By Domain Partners VI, L.P. |
No | 4 | C | Indirect | By DP VI Associates, L.P. |
No | 4 | C | Indirect | By DP VI Associates, L.P. |
No | 4 | C | Indirect | By DP VI Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2013-08-27 | 394,969 | $0.00 | 394,969 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-08-27 | 270,568 | $0.00 | 270,568 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2013-08-27 | 894,120 | $0.00 | 894,120 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2013-08-27 | 225,913 | $0.00 | 225,913 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2013-08-27 | 4,233 | $0.00 | 4,233 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-08-27 | 2,899 | $0.00 | 2,899 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2013-08-27 | 7,407 | $0.00 | 7,407 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2013-08-27 | 17,964 | $0.00 | 17,964 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
17,964 | 2023-08-27 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,171 | Indirect | By Domain Associates, LLC |
Footnotes
- All outstanding shares of Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock had no expiration date.
- The Reporting Person is a Managing Member of One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and Domain Associates, LLC. Pursuant to Instruction (5)(b)(iv) of Form 3, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- The option shall vest as to 100% of the shares of common stock on August 27, 2014.