Filing Details
- Accession Number:
- 0000904454-13-000985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-28 11:43:57
- Reporting Period:
- 2013-08-27
- Filing Date:
- 2013-08-28
- Accepted Time:
- 2013-08-28 11:43:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311596 | Regado Biosciences Inc | RGDO | Pharmaceutical Preparations (2834) | 030422069 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298033 | Domain Partners Vi, L.p. | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-27 | 394,969 | $0.00 | 430,516 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-27 | 270,568 | $0.00 | 701,084 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-27 | 894,120 | $0.00 | 1,595,204 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-27 | 225,913 | $0.00 | 1,821,117 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-27 | 750,000 | $4.00 | 2,571,117 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2013-08-27 | 394,969 | $0.00 | 394,969 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-08-27 | 270,568 | $0.00 | 270,568 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2013-08-27 | 894,120 | $0.00 | 894,120 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2013-08-27 | 225,913 | $0.00 | 225,913 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- All outstanding shares of Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock had no expiration date.