Filing Details
- Accession Number:
- 0001002225-13-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-27 19:29:39
- Reporting Period:
- 2013-08-26
- Filing Date:
- 2013-08-27
- Accepted Time:
- 2013-08-27 19:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-26 | 6,067 | $17.91 | 40,312 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-26 | 3,768 | $28.84 | 36,544 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-08-26 | 864 | $28.84 | 35,680 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-27 | 1,435 | $28.31 | 34,245 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-08-26 | 6,067 | $0.00 | 6,067 | $17.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,500 | 2013-07-24 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Transaction pursuant to the August 5 Lock-Up Agreement related to the August 2013 Advent Public Offering.
Billionaire Hedge Funds
