Filing Details
- Accession Number:
- 0001225208-13-018697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-27 17:14:46
- Reporting Period:
- 2013-08-23
- Filing Date:
- 2013-08-27
- Accepted Time:
- 2013-08-27 17:14:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1014827 | E Stephen Hare | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-23 | 500,000 | $4.65 | 692,135 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-23 | 245,575 | $3.91 | 937,710 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-23 | 189,639 | $5.02 | 1,127,349 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-23 | 35,000 | $6.77 | 1,162,349 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-23 | 31,932 | $7.92 | 1,130,417 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-23 | 157,785 | $7.92 | 972,632 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-23 | 184,501 | $7.92 | 788,131 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-23 | 403,494 | $7.92 | 384,637 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-26 | 48,000 | $7.93 | 336,637 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-23 | 35,000 | $0.00 | 35,000 | $6.77 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-23 | 189,639 | $0.00 | 189,639 | $5.02 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-23 | 245,575 | $0.00 | 245,575 | $3.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-23 | 500,000 | $0.00 | 500,000 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-06-18 | No | 4 | M | Direct | |
| 94,820 | 2021-06-23 | No | 4 | M | Direct | |
| 0 | 2020-07-08 | No | 4 | M | Direct | |
| 0 | 2018-12-18 | No | 4 | M | Direct |
Footnotes
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $7.94, inclusive. The reporting person undertakes to provide to the Company, any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on June 18, 2009, 2010 and 2011.
- One-third of the option vested on each of June 23, 2012 and 2013. The remaining one-third of the option will vest on June 23, 2014, subject to continued employment with the Company.
- The option vested in three equal installments on July 8, 2011, 2012 and 2013.
- The option vested in three equal installments on December 18, 2009, 2010 and 2011.
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