Filing Details
- Accession Number:
- 0001209191-13-042086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-27 16:43:50
- Reporting Period:
- 2013-08-26
- Filing Date:
- 2013-08-27
- Accepted Time:
- 2013-08-27 16:43:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1281379 | R Joseph Iantosca | 975 Hooper Avenue Toms River NJ 08754 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-26 | 250 | $17.18 | 5,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-26 | 1,075 | $17.24 | 0 | No | 4 | S | Indirect | By IRA |
Common Stock | Acquisiton | 2013-08-26 | 1,454 | $17.20 | 10,991 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By IRA |
No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,727 | Indirect | BY ESOP |
Common Stock | 1,443 | Indirect | By Matching ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $25.17 | 2005-02-17 | 2014-02-17 | 1,250 | 1,250 | Direct |
Common Stock | Stock Option (Right to Buy) | $22.53 | 2005-05-28 | 2014-05-28 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $23.07 | 2006-01-19 | 2015-01-19 | 554 | 554 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.80 | 2006-04-20 | 2015-04-20 | 614 | 614 | Direct |
Common Stock | Stock Option (Right to Buy) | $23.48 | 2007-02-15 | 2016-02-15 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.25 | 2008-03-02 | 2017-03-02 | 6,750 | 6,750 | Direct |
Common Stock | Stock Option (Right to Buy) | $16.81 | 2009-02-20 | 2018-02-20 | 7,088 | 7,088 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.28 | 2010-02-18 | 2019-02-18 | 7,088 | 7,088 | Direct |
Common Stock | Stock Option (Right to Buy) | $10.11 | 2011-02-11 | 2020-02-11 | 9,925 | 9,925 | Direct |
Common Stock | Stock Option (Right to Buy) | $13.87 | 2012-02-18 | 2021-02-18 | 10,125 | 10,125 | Direct |
Common Stock | Stock Option (Right to Buy) | $13.83 | 2013-02-15 | 2022-02-15 | 10,125 | 10,125 | Direct |
Common Stock | Stock Option (Right to Buy) | $14.62 | 2014-02-15 | 2023-02-15 | 11,250 | 11,250 | Direct |
Common Stock | Stock Option (Right to Buy) | $14.55 | 2014-06-17 | 2023-06-17 | 11,250 | 11,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-17 | 1,250 | 1,250 | Direct |
2014-05-28 | 10,000 | 10,000 | Direct |
2015-01-19 | 554 | 554 | Direct |
2015-04-20 | 614 | 614 | Direct |
2016-02-15 | 10,000 | 10,000 | Direct |
2017-03-02 | 6,750 | 6,750 | Direct |
2018-02-20 | 7,088 | 7,088 | Direct |
2019-02-18 | 7,088 | 7,088 | Direct |
2020-02-11 | 9,925 | 9,925 | Direct |
2021-02-18 | 10,125 | 10,125 | Direct |
2022-02-15 | 10,125 | 10,125 | Direct |
2023-02-15 | 11,250 | 11,250 | Direct |
2023-06-17 | 11,250 | 11,250 | Direct |
Footnotes
- The sale of shares from Mr. Iantosca's direct holdings and IRA account and purchase in his 401(k) were designed to consolidate Mr. Iantosca's holdings in his 401(k). Mr. Iantosca has agreed to disgorge any short swing profit generated from these transactions.
- Total includes unvested restricted stock.
- This price represents the average price for multiple transactions reported on this line. The price of such transactions range from $17.240 to 17.246.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
- Options vest in five equal annual installments beginning on the date first exercisable.