Filing Details
- Accession Number:
- 0001225208-13-018692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-27 16:42:31
- Reporting Period:
- 2013-08-23
- Filing Date:
- 2013-08-27
- Accepted Time:
- 2013-08-27 16:42:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYCB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
942235 | M John Tsimbinos | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-07 | 400,000 | $0.00 | 513,527 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2013-06-07 | 400,000 | $0.00 | 400,000 | No | 5 | J | Indirect | By 2013 GRAT |
Common Stock | Disposition | 2013-08-23 | 25,000 | $15.50 | 375,000 | No | 4 | S | Indirect | By 2013 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | By 2013 GRAT |
No | 4 | S | Indirect | By 2013 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 297,800 | Indirect | By 2010 GRAT |
Common Stock | 53,460 | Indirect | By IRA |
Common Stock | 54,000 | Indirect | BY JMT 2012 Trust |
Common Stock | 80,649 | Indirect | By Spouse |
Common Stock | 3,000 | Indirect | By Stock Award |
Footnotes
- 400,000 shares previously held directly have been transferred and are now held indirectly by 2013 GRAT.
- This Form 4 reflects the sale of 25,000 shares on August 23, 2013 from the 2013 GRAT pursuant to a Board-approved Rule 10b5-1 trading plan submitted for Board consideration and approved on August 20, 2013. The Plan was adopted by the reporting person for estate planning purposes.
- 3,000 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five equal annual installments commencing on January 10, 2014.