Filing Details

Accession Number:
0001209191-13-042067
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-27 16:18:20
Reporting Period:
2013-08-23
Filing Date:
2013-08-27
Accepted Time:
2013-08-27 16:18:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174746 Intercontinentalexchange Inc ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343882 C Jeffrey Sprecher 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-23 24,742 $184.76 1,028,599 No 4 S Indirect CPEX
Common Stock Disposition 2013-08-23 15,258 $185.20 1,013,341 No 4 S Indirect CPEX
Common Stock Disposition 2013-08-23 4,029 $185.28 20,544 No 4 S Indirect By spouse
Common Stock Acquisiton 2013-08-23 3,529 $35.08 24,073 No 4 M Indirect By spouse
Common Stock Acquisiton 2013-08-23 57 $80.17 24,130 No 4 M Indirect By spouse
Common Stock Acquisiton 2013-08-23 369 $106.00 24,499 No 4 M Indirect By spouse
Common Stock Acquisiton 2013-08-23 46 $112.48 24,545 No 4 M Indirect By spouse
Common Stock Acquisiton 2013-08-23 332 $106.00 262,389 No 4 M Direct
Common Stock Acquisiton 2013-08-23 279 $112.48 262,668 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect CPEX
No 4 S Indirect CPEX
No 4 S Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 57 $0.00 57 $80.17
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 332 $0.00 332 $106.00
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 369 $0.00 369 $106.00
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 279 $0.00 279 $112.48
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 46 $0.00 46 $112.48
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-23 3,529 $0.00 3,529 $35.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,363 2018-12-16 No 4 M Indirect
26,672 2019-12-10 No 4 M Direct
998 2019-12-10 No 4 M Indirect
22,453 2021-01-11 No 4 M Direct
2,660 2021-01-11 No 4 M Indirect
3,529 2015-12-28 No 4 M Indirect
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $184.08 - $185.07. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. These shares are beneficially owned directly by Continental Power Exchange, Inc ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly own shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  4. The price range for the aggregate amount sold by the direct holder is $185.08 - $185.87. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  5. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  6. The price range for the aggregate amount sold by the direct holder is $184.88 - $185.67. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  7. As previously reported, the reporting person also indirectly owns 1,013,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
  8. These options are fully vested.