Filing Details
- Accession Number:
- 0001181431-13-046499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 19:41:46
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 19:41:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817135 | Alliance Healthcare Services Inc | AIQ | Services-Medical Laboratories (8071) | 330239910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578507 | E. Gregory Spurlock | 100 Bayview Circle Suite 400 Newport Beach CA 92660 | President. Alliance Oncology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 1,000 | $6.20 | 9,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-26 | 1,000 | $24.00 | 8,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-12 | 1,000 | $0.00 | 1,000 | $6.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2022-01-03 | No | 4 | M | Direct |
Footnotes
- The option becomes exercisable with respect to 33 1/3 of the shares on each January 3, 2013; January 3, 2014 and January 3, 2015.
Billionaire Hedge Funds
