Home > Insider Trading > Filing (0001209191-13-041995)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1175609	Cavium Inc.	CAVM	Semiconductors & Related Devices (3674)	770558625

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228022	D Arthur Chadwick	C/O Cavium Networks, Inc. 2315 N. First Street San Jose CA 95131	Vp Finance & Admin Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-26	30,000	$10.32	61,350	No	4	M	Indirect	See footnote
Common Stock	Disposition	2013-08-26	30,000	$38.00	31,350	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option Right to Buy	Disposition	2013-08-26	30,000	$0.00	30,000	$10.32

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500	2009-02-06	2016-02-06	No	4	M	Direct

Footnotes

Both direct and indirect. See footnote 2.
Of the 61,350 shares beneficially owned by Mr. Chadwick, 48,250 shares were owned directly by Mr. Chadwick, and 13,100 shares are owned indirectly by Mr. Chadwick through family trust.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Both direct and indirect. See footnote 5.
Of the 31,350 shares beneficially owned by Mr. Chadwick, 18,250 shares were owned directly by Mr. Chadwick, and 13,100 shares are owned indirectly by Mr. Chadwick through family trust.