Filing Details
- Accession Number:
- 0001140361-13-034207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 17:45:19
- Reporting Period:
- 2013-08-22
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 17:45:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1474735 | Generac Holdings Inc. | GNRC | Motors & Generators (3621) | 205654756 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302363 | S Russell Minick | C/O Generac Holdings Inc. P.o. Box 8 Waukesha WI 53189 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-22 | 22,520 | $6.15 | 56,910 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-22 | 9,804 | $42.01 | 47,106 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-26 | 3,736 | $42.58 | 43,370 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-22 | 5,433 | $15.94 | 48,803 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-22 | 22,520 | $0.00 | 22,520 | $6.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-22 | 5,433 | $0.00 | 5,433 | $15.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,779 | 2021-08-22 | No | 4 | M | Direct | |
| 16,298 | 2022-02-24 | No | 4 | M | Direct |
Footnotes
- Options shall vest 20 percent annually over 5 years and are conditioned, in each case, upon Mr. Minick's continued employement with Generac through the vesting date.
- The shares were sold in multiple transactions at prices ranging from $42.50 to $42.67, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Options shall vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.
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