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Filing Details

Accession Number:: 0000950138-13-000354
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-26 17:41:53
Reporting Period:: 2013-08-22

Filing Date:: 2013-08-26
Accepted Time:: 2013-08-26 17:41:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
890491	Barnes & Noble Inc	BKS	Retail-Miscellaneous Shopping Goods Stores (5940)	061196501

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1038859	S Mitchell Klipper	C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York NY 10011	Ceo, B&N Retail Group	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-08-22	36,597	$14.53	560,535	No	4	S	Direct
Common Stock	Disposition	2013-08-23	157,362	$14.20	403,173	No	4	S	Direct
Common Stock	Disposition	2013-08-24	996	$13.99	402,177	No	4	F	Direct
Common Stock	Disposition	2013-08-26	206,041	$14.33	196,136	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,262	Indirect	By 401(k) Plan

Footnotes

The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.73, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.43, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.50, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.