Filing Details
- Accession Number:
- 0001213900-13-004821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 17:38:07
- Reporting Period:
- 2009-03-02
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 17:38:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
869495 | Deep Well Oil & Gas Inc | DWOG | Crude Petroleum & Natural Gas (1311) | 133087510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429081 | Malik Youyou | Sadovnicheskeya Nab 69 Moscow 1Z 115035 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-03-02 | 30,000 | $0.15 | 110,763,823 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-06 | 273,020 | $0.15 | 111,036,843 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-06 | 126,980 | $0.15 | 111,163,823 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-09 | 306,018 | $0.15 | 111,469,841 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-10 | 67,002 | $0.15 | 111,536,843 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-10 | 36,598 | $0.15 | 111,573,441 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-11 | 1,793 | $0.15 | 111,575,234 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-12 | 20,000 | $0.15 | 111,595,234 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-17 | 73,710 | $0.15 | 111,668,944 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-18 | 23,000 | $0.15 | 111,691,944 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-20 | 25,000 | $0.15 | 111,716,944 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-26 | 57,000 | $0.16 | 111,773,944 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-27 | 20,000 | $0.16 | 111,793,944 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2009-03-30 | 4,500 | $0.16 | 111,798,444 | No | 4 | P | Indirect | See foonote |
Common Stock | Acquisiton | 2013-08-15 | 150,000 | $0.05 | 111,948,444 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-15 | 450,000 | $0.14 | 112,398,444 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | P | Indirect | See foonote |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to acquire) | Acquisiton | 2013-06-20 | 450,000 | $0.00 | 450,000 | $0.05 |
Common Stock | Stock Option (right to acquire) | Disposition | 2013-08-15 | 150,000 | $0.00 | 150,000 | $0.05 |
Common Stock | Stock Option (right to acquire) | Disposition | 2013-08-15 | 450,000 | $0.00 | 450,000 | $0.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
72,028,570 | 2018-06-20 | No | 4 | A | Direct | |
71,878,570 | 2018-06-20 | No | 4 | M | Direct | |
71,428,570 | 2016-03-23 | No | 4 | M | Direct |
Footnotes
- Westline Enterprises Limited, a company 100% owned by Malik Youyou.
- As of August 15, 2013, Mr. Malik Youyou beneficially owns 183,827,014 shares of our common stock, of which 105,175,042 are held directly by Mr. Youyou and 7,223,402 are held by Westline Enterprises Limited, a corporation 100% owned by Mr. Youyou. Mr. Youyou also holds presently exercisable warrants to acquire 71,428,570 shares of our common stock and another 300,000 stock options that are not yet vested, see footnote (3) below. Assuming the issuance of 71,428,570 shares of our common stock, pursuant to the exercise of Mr. Youyou's presently exercisable warrants, Mr. Youyou would beneficially own 71.91% of our Company's outstanding common stock. To date Mr. Youyou has not exercised any of his warrants and without the exercise of Mr. Youyou's warrants, Mr. Youyou has a 61.01% ownership of our issued and outstanding common stock. As August 15, 2013, Mr. Youyou has exercised 600,000 options, see footnote (3) and (4) below.
- Effective on June 20, 2013, Mr. Malik Youyou was granted options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with a five-year life.
- August 12, 2013, Mr. Youyou exercised 150,000 stock options that were granted to him on June 20, 2013.
- On March 23, 2011, Mr. Youyou was granted options to purchase up to 450,000 shares of common stock at an exercise price of $0.14, all of which have since vested and are fully exercisable. On August 15, 2013, Mr. Youyou exercised 450,000 stock options.