Filing Details
- Accession Number:
- 0001181431-13-046458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 17:09:28
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 17:09:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464963 | Thl Credit Inc. | TCRD | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490862 | Hunter Wendell Stropp | 100 Federal Street 31St Floor Boston MA 02110 | Co-President / | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-22 | 1,850 | $15.40 | 14,906 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-23 | 300 | $15.32 | 15,206 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,064,324 | Indirect | See footnote |
Common Stock | 2,057,350 | Indirect | See footnote |
Common Stock | 16,203 | Indirect | See footnote |
Common Stock | 0 | Indirect | See footnote |
Footnotes
- Represents (i) 2,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P., (ii) 6,974.479 shares owned by THL Credit Opportunities, L.P., and (iii) 9,630 shares owned by THL Credit Partners GP, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The number of shares owned by THL Credit Partners GP, L.P. includes 6,420 shares that were distributed from THL Credit Credit Partners BDC Holdings, L.P. to THL Credit Partners GP, L.P. on March 8, 2013 and were inadvertantly ommited from the Form 4 filed for W. Hunter Stropp on March 11, 2013.
- Represents (i) 2,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P. and (ii) 9,630 shares owned by THL Credit Partners GP, L.P. These share amounts reflect that on March 11, 2013, THL Credit Opportunities, L.P. sold 6,974.479 shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Represents (i) 16,203 shares owned by THL Credit Partners GP, L.P. and (ii) 0 shares owned by THL Credit Partners BDC Holdings, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The number of shares of THL Credit Partners GP, L.P. include 6,573 shares that were distributed from THL Credit Credit Partners BDC Holdings, L.P. to THL Credit Partners GP, L.P. on May 10, 2013 and were inadvertantly ommited from the Form 4 filed for W. Hunter Stropp on May 23, 2013. The number of shares owned by THL Credit Partners BDC Holdings, L.P. reflects that on May 10, 2013, THL Credit Partners BDC Holdings, L.P. distributed its remaining 2,047,719.812 shares to its partners.
- The share amount reflects that on May 31, 2013, THL Credit Partners GP, L.P. sold its remaining 16,203 shares.
- The reported number includes 289.0815 shares of Common Stock acquired on June 28, 2013 pursuant to a dividend reinvestment plan.