Home > Insider Trading > Filing (0001137411-13-000147)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137411	Rockwell Collins Inc	COL	Aircraft Parts & Auxiliary Equipment, Nec (3728)	522314475

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1360719	A Marsha Schulte	M/S 124-318 400 Collins Road Ne Cedar Rapids IA 52498-001	Vp, Finance And Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-08-23	600	$58.45	5,985	No	4	M	Direct
Common Stock	Acquisiton	2013-08-23	3,200	$57.92	9,185	No	4	M	Direct
Common Stock	Acquisiton	2013-08-23	4,533	$55.75	13,718	No	4	M	Direct
Common Stock	Acquisiton	2013-08-23	2,400	$55.01	16,118	No	4	M	Direct
Common Stock	Disposition	2013-08-23	6,933	$71.69	9,185	No	4	S	Direct
Common Stock	Disposition	2013-08-23	3,800	$72.00	5,385	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-08-23	600	$0.00	600	$58.45
Common Stock	Stock Option (Right to Buy)	Disposition	2013-08-23	3,200	$0.00	3,200	$57.92
Common Stock	Stock Option (Right to Buy)	Disposition	2013-08-23	4,533	$0.00	4,533	$55.75
Common Stock	Stock Option (Right to Buy)	Disposition	2013-08-23	2,400	$0.00	2,400	$55.01

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-04-26	No	4	M	Direct
0	2016-11-09	No	4	M	Direct
2,267	2020-11-19	No	4	M	Direct
4,800	2021-11-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,383	Indirect	By Savings Plan
Common Stock	2,466	Indirect	Spouse's IRA

Footnotes

Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 1, 2013.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on July 23, 2013.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 1, 2013.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
The option, representing a right to purchase a total of 6,800 shares, became exercisable in three [substantially] equal annual installments beginning on November 19, 2011, which was the first anniversary of the date on which the option was granted.
The option, representing a right to purchase a totol of 7,200 shares, became exercisable in three [substantially] equal annual installments beginning on November 14, 2012, which was the first anniversary of the date on which the option was granted.