Filing Details
- Accession Number:
- 0000045012-13-000299
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 16:15:15
- Reporting Period:
- 2013-08-23
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 16:15:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198405 | J David Lesar | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Chairman, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-23 | 12,786 | $48.00 | 616,128 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-23 | 50,000 | $33.17 | 666,128 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-23 | 50,000 | $48.00 | 616,128 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-23 | 412 | $48.00 | 87,945 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2013-08-23 | 50,000 | $0.00 | 50,000 | $33.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 298,699 | 2006-12-06 | 2016-12-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $32.39 | 2005-12-07 | 2015-12-07 | 80,000 | 80,000 | Direct |
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 208,900 | 208,900 | Direct |
| Common Stock | Option to Buy Common Stock | $35.57 | 2011-12-06 | 2021-12-06 | 141,900 | 141,900 | Direct |
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 108,000 | 108,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 128,400 | 128,400 | Direct |
| Common Stock | Option to Buy Common Stock | $36.90 | 2007-12-05 | 2017-12-05 | 110,700 | 110,700 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-07 | 80,000 | 80,000 | Direct |
| 2022-12-05 | 208,900 | 208,900 | Direct |
| 2021-12-06 | 141,900 | 141,900 | Direct |
| 2020-12-01 | 108,000 | 108,000 | Direct |
| 2019-12-01 | 128,400 | 128,400 | Direct |
| 2017-12-05 | 110,700 | 110,700 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 29, 2013.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on April 29, 2013. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of this Section 16 or for any other purpose.
- Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 29, 2013.
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