Filing Details
- Accession Number:
- 0001197639-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-26 16:10:29
- Reporting Period:
- 2013-08-22
- Filing Date:
- 2013-08-26
- Accepted Time:
- 2013-08-26 16:10:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197639 | R Jeffry Allen | 495 East Java Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-22 | 55,000 | $29.24 | 55,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-22 | 55,000 | $41.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-22 | 5,000 | $27.02 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-22 | 5,000 | $41.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-22 | 5,000 | $23.73 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-22 | 5,000 | $41.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-22 | 20,000 | $27.02 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-22 | 20,000 | $41.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-22 | 5,000 | $0.00 | 5,000 | $23.73 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-22 | 5,000 | $0.00 | 5,000 | $27.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-22 | 20,000 | $0.00 | 20,000 | $27.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-22 | 55,000 | $0.00 | 55,000 | $29.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-30 | No | 4 | M | Direct | |
| 20,000 | 2014-09-18 | No | 4 | M | Direct | |
| 0 | 2014-09-18 | No | 4 | M | Direct | |
| 0 | 2015-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,332 | Indirect | by Trust |
Footnotes
- Sale prices for the reported transactions were in a range of $41.48 to $41.88 per share.
- Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002
- Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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