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Home > Insider Trading > Filing (0001140361-13-034094)

Filing Details

Accession Number:: 0001140361-13-034094
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-26 10:21:11
Reporting Period:: 2013-08-22

Filing Date:: 2013-08-26
Accepted Time:: 2013-08-26 10:21:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
890846	Uroplasty Inc	UPI	Surgical & Medical Instruments & Apparatus (3841)	411719250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1374605	P James Stauner	Uroplasty, Inc. 5420 Feltl Road Minnetonka MN 55343		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-22	100	$0.00	27,250	No	4	P	Direct
Common Stock	Acquisiton	2013-08-23	8,200	$3.07	35,450	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified stock options	$0.77	2009-09-15	2014-09-14	15,000	15,000	Direct
Common Stock	Non-qualified stock options	$4.16	2011-09-14	2017-09-13	6,175	6,175	Direct
Common Stock	Non-qualified stock options	$4.83	2012-09-14	2018-09-13	5,475	5,475	Direct
Common Stock	Non-qualified stock options	$3.76	2013-09-13	2019-09-12	7,025	7,025	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-09-14	15,000	15,000	Direct
2017-09-13	6,175	6,175	Direct
2018-09-13	5,475	5,475	Direct
2019-09-12	7,025	7,025	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.03 to $3.23 per share, inclusive.