Filing Details
- Accession Number:
- 0001123292-13-001330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-23 17:05:06
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-23
- Accepted Time:
- 2013-08-23 17:05:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499268 | Affinity Gaming | NONE | Hotels & Motels (7011) | 020815199 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509924 | Sph Manager, Llc | Two Greenwich Plaza First Floor Greenwich CT 06830 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 30,191 | $12.75 | 5,077,827 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,165 | Indirect | See footnote |
Footnotes
- Represents a trade entered into on June 26, 2013 that was contingent upon SPH Manager, LLC ("SPH Manager") obtaining approval by the Missouri Gaming Commission to acquire greater than 25% of the outstanding common stock of the Issuer ("Common Stock"), which approval was received on August 21, 2013.
- SPH Manager is the manager of SPH Investment, LLC ("SPH Investment"), an entity that holds an investment in Common Stock. Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (collectively, the "Funds") directly or indirectly hold non-voting equity interests in SPH Investment and an economic interest in the Common Stock. SPH Manager holds the voting equity interests in SPH Investment and, as a result thereof, holds voting control over, and may be deemed to be the beneficial owner of, the Common Stock held by SPH Investment on behalf of the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are the sole members of SPH Manager and, as a result, hold voting control over, and may be deemed to be the beneficial owners of the Common Stock held by SPH Investment on behalf of the Funds.
- Represents a grant of shares to Richard Parisi, a director of the issuer and employee of Silver Point Capital, L.P. ("Silver Point"). Silver Point is the investment manager of the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and the sole members of SPH Manager.