Filing Details

Accession Number:
0001209191-13-041882
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-23 16:57:01
Reporting Period:
2013-08-21
Filing Date:
2013-08-23
Accepted Time:
2013-08-23 16:57:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546777 L Russell Gordon 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2013-08-21 5,000 $17.63 78,002 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2013-08-21 5,000 $34.97 73,002 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-21 5,000 $0.00 5,000 $17.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 55,000 55,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
55,000 55,000 Direct
Footnotes
  1. Includes an aggregate of 15,708 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 32,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  2. The option vested in four equal installments on October 29, 2005, 2006, 2007 and 2008.
  3. No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
  4. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and 2013 and expire 10 years from the date of grant.