Filing Details
- Accession Number:
- 0001140361-13-034054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-23 16:35:35
- Reporting Period:
- 2013-08-22
- Filing Date:
- 2013-08-23
- Accepted Time:
- 2013-08-23 16:35:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1493491 | Heritage Financial Group Inc | HBOS | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325806 | Mitchell O Smith | 721 North Westover Boulevard Albany GA 31707 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-22 | 121 | $18.50 | 0 | No | 4 | S | Indirect | Holding of 121 was owned by daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Holding of 121 was owned by daughter |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,194 | Direct | |
| Common Stock | 7,387 | Indirect | BY 401(k) |
| Common Stock | 6,210 | Indirect | BY ESOP |
| Common Stock | 125 | Indirect | BY DAUGHTER |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK APPRECIATION RIGHT | $11.94 | 2012-07-01 | 2022-07-01 | 12,500 | 12,500 | Direct |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | $11.94 | 2012-07-01 | 2022-07-01 | 12,500 | 12,500 | Direct |
| Common Stock | STOCK APPRECIATION RIGHT | $14.97 | 2007-05-19 | 2016-05-19 | 13,822 | 13,822 | Direct |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | $14.97 | 2007-05-19 | 2016-05-19 | 13,822 | 13,822 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-07-01 | 12,500 | 12,500 | Direct |
| 2022-07-01 | 12,500 | 12,500 | Direct |
| 2016-05-19 | 13,822 | 13,822 | Direct |
| 2016-05-19 | 13,822 | 13,822 | Direct |
Footnotes
- Transaction represents an award of stock appreciation rights and stock options under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
- The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
- The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
Billionaire Hedge Funds
