Filing Details
- Accession Number:
- 0001222271-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-23 16:03:10
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-23
- Accepted Time:
- 2013-08-23 16:03:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222271 | Thomas Georgens | 495 East Java Drive Sunnyvale CA 94089 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 125,000 | $24.72 | 134,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-21 | 125,000 | $41.42 | 9,653 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-21 | 125,000 | $0.00 | 125,000 | $24.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
370,834 | 2016-09-14 | No | 4 | M | Direct |
Footnotes
- Sale prices for the reported transaction were in a range of $41.40 to $41.52 per share.
- Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.