Filing Details
- Accession Number:
- 0001140361-13-033976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-22 18:02:20
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-22
- Accepted Time:
- 2013-08-22 18:02:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1210708 | Hudson Global Inc. | HSON | Services-Help Supply Services (7363) | 593547281 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243141 | Latham Williams | 560 Lexington Avenue New York NY 10022 | Senior Vp, Legal/Admin., Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-20 | 234 | $2.65 | 37,214 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-21 | 36 | $2.62 | 37,250 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-22 | 38 | $2.57 | 37,288 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,156 | Indirect | By 401(k) Plan |
Common Stock | 479 | Indirect | By Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock | $0.00 | 2014-02-24 | 5,334 | 5,334 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.83 | 2013-04-11 | 1,500 | 1,500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $13.25 | 2015-01-18 | 12,000 | 12,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $16.00 | 2016-02-15 | 5,000 | 5,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $16.90 | 2017-02-06 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-24 | 5,334 | 5,334 | Direct |
2013-04-11 | 1,500 | 1,500 | Direct |
2015-01-18 | 12,000 | 12,000 | Direct |
2016-02-15 | 5,000 | 5,000 | Direct |
2017-02-06 | 7,500 | 7,500 | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2013.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.62 to $2.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.60 to $2.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.55 to $2.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
- Balance reflects the reporting person's holdings in the Hudson Global, Inc. Employee Stock Purchase Plan as of the date of this filing.
- The shares of restricted stock vest as follows: 1/3 upon the 20-day average closing stock price of HSON reaching each of $6.00, $9.00 and $12.00.
- Grant to reporting person of option to buy shares of common stock under the Hudson Global, Inc. Long Term Incentive Plan. The option vests and becomes exercisable as follows: 50% after 1st anniversary of the date of grant, 75% after 2nd anniversary, and 100% after 3rd anniversary.
- Grant to reporting person of option to buy shares of common stock under the Hudson Global, Inc. Long Term Incentive Plan. The option vests and becomes exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, 75% after 3rd anniversary, and 100% after 4th anniversary.