Filing Details

Accession Number:
0000796505-13-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-22 17:23:33
Reporting Period:
2013-08-21
Filing Date:
2013-08-22
Accepted Time:
2013-08-22 17:23:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
796505 Clearfield Inc. CLFD Telephone & Telegraph Apparatus (3661) 411347235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257956 G Ronald Roth 5480 Nathan Lane N
Suite 120
Plymouth MN 55442
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-21 3,000 $11.24 1,081,523 No 4 P Direct
Common Stock Acquisiton 2013-08-21 3,000 $11.26 1,084,523 No 4 P Direct
Common Stock Acquisiton 2013-08-22 265 $11.40 1,084,788 No 4 P Direct
Common Stock Acquisiton 2013-08-22 273 $11.42 1,085,061 No 4 P Direct
Common Stock Acquisiton 2013-08-22 200 $11.44 1,085,261 No 4 P Direct
Common Stock Acquisiton 2013-08-22 3,262 $11.45 1,088,523 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 176,760 Indirect Shares held by Spouse