Filing Details

Accession Number:
0001140361-13-033934
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-22 16:26:39
Reporting Period:
2013-08-20
Filing Date:
2013-08-22
Accepted Time:
2013-08-22 16:26:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495589 K David Riebe C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Pres-Logistics & Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-08-20 8,000 $13.47 20,483 No 4 M Direct
Class A Common Stock Disposition 2013-08-20 8,000 $31.15 12,483 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2013-08-20 4,998 $0.00 4,998 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2013-08-20 3,002 $0.00 3,002 $13.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,450 2021-11-18 No 4 M Direct
7,498 2021-11-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,788 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 552 552 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,000 5,000 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 10,000 10,000 Direct
Class A Common Stock Stock Options (Right to Buy) $23.37 2017-01-31 10,000 10,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2018-01-31 5,000 5,000 Direct
Class A Common Stock Stock Options (Right to Buy) $15.37 2019-01-31 5,000 5,000 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 7,500 7,500 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 7,179 7,179 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 7,179 7,179 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-18 552 552 Direct
2021-11-18 5,250 5,250 Direct
2021-11-18 5,000 5,000 Direct
2021-11-18 10,000 10,000 Direct
2017-01-31 10,000 10,000 Direct
2018-01-31 5,000 5,000 Direct
2019-01-31 5,000 5,000 Direct
2020-01-31 7,500 7,500 Direct
2021-01-01 7,179 7,179 Direct
2022-01-01 7,179 7,179 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $30.90 to $31.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Became exercisable as to 6,397 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
  3. Became exercisable as to 6,825 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  4. Became exercisable as to 6,300 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  5. Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  6. Became exercisable as to 2,250 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  7. Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  8. Became exercisable as to 5,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  9. Became exercisable as to 2,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  10. Became exercisable as to 1,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  11. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  12. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.