Filing Details
- Accession Number:
- 0001181431-13-046109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-22 16:17:49
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-22
- Accepted Time:
- 2013-08-22 16:17:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429260 | Coronado Biosciences Inc | CNDO | Pharmaceutical Preparations (2834) | 205157386 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172659 | Jay J Lobell | C/O Coronado Biosciences, Inc. 24 New England Executive Park Burlington MA 01803 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 5,000 | $7.37 | 336,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | $6.15 | 3,399 | 3,399 | Direct | ||
Common Stock | Options to purchase Common Stock | $1.37 | 2020-10-05 | 25,000 | 25,000 | Direct | |
Common Stock | Options to purchase Common Stock | $6.25 | 2022-02-10 | 15,000 | 15,000 | Direct | |
Common Stock | Options to purchase Common Stock | $7.42 | 2023-02-07 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,399 | 3,399 | Direct | |
2020-10-05 | 25,000 | 25,000 | Direct |
2022-02-10 | 15,000 | 15,000 | Direct |
2023-02-07 | 15,000 | 15,000 | Direct |
Footnotes
- This warrant was disbursed by Paramount Credit Partners, LLC on October 25, 2011.
- This warrant is fully vested.
- 2,236 shares underlying this warrant expire on January 22, 2014, 417 shares underlying this warrant expire on May 28, 2014 and 746 shares underlying this warrant expire on June 24, 2014.
- One-third of the shares will vest on each of October 5, 2011, 2012 and 2013.
- One-third of the shares will vest on each of February 10, 2013, 2014 and 2015.
- One-third of the shares will vest on each of February 7, 2014, 2015 and 2016.