Filing Details
- Accession Number:
- 0001140361-13-033927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-22 16:05:26
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-22
- Accepted Time:
- 2013-08-22 16:05:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239239 | Kevin Brady | C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas Suite 2902 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-20 | 9,000 | $11.01 | 9,000 | No | 4 | P | Indirect | By mother |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By mother |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,150 | Direct | |
| Common Stock | 42,500 | Indirect | By wife |
| Common Stock | 750 | Indirect | By daughter |
| Common Stock | 750 | Indirect | By daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase Common Stock | $17.97 | 2004-08-04 | 2013-08-04 | 15,000 | 15,000 | Direct |
| Common Stock | Option to purchase Common Stock | $17.39 | 2005-04-20 | 2014-04-20 | 15,000 | 15,000 | Direct |
| Common Stock | Option to purchase Common Stock | $17.07 | 2006-07-07 | 2015-07-07 | 15,000 | 15,000 | Direct |
| Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 20,000 | 20,000 | Direct |
| Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 10,000 | 10,000 | Direct |
| Common Stock | Option to purchase Common Stock | $13.25 | 2010-04-22 | 2019-04-22 | 12,500 | 12,500 | Direct |
| Common Stock | Option to purchase Common Stock | $17.24 | 2010-06-28 | 2015-06-28 | 1,250 | 1,250 | Direct |
| Common Stock | Option to purchase Common Stock | $18.67 | 2011-06-27 | 2016-06-27 | 1,250 | 1,250 | Direct |
| Common Stock | Option to purchase Common Stock | $17.11 | 2012-06-26 | 2017-06-26 | 1,250 | 1,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-08-04 | 15,000 | 15,000 | Direct |
| 2014-04-20 | 15,000 | 15,000 | Direct |
| 2015-07-07 | 15,000 | 15,000 | Direct |
| 2018-05-08 | 20,000 | 20,000 | Direct |
| 2018-09-19 | 10,000 | 10,000 | Direct |
| 2019-04-22 | 12,500 | 12,500 | Direct |
| 2015-06-28 | 1,250 | 1,250 | Direct |
| 2016-06-27 | 1,250 | 1,250 | Direct |
| 2017-06-26 | 1,250 | 1,250 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Options previously granted.
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