Filing Details
- Accession Number:
- 0001209191-13-041723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-22 14:27:52
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-22
- Accepted Time:
- 2013-08-22 14:27:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101199 | United Fire Group Inc | UFCS | Fire, Marine & Casualty Insurance (6331) | 452302834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451186 | M Dianne Lyons | 118 Second Avenue Se P.o. Box 73909 Cedar Rapids IA 52407-3909 | Vp/Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 1,800 | $22.42 | 10,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-21 | 1,800 | $31.72 | 8,628 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-22 | 3,482 | $20.54 | 12,110 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-22 | 3,482 | $29.78 | 8,628 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-08-21 | 1,800 | $0.00 | 1,800 | $22.42 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-08-22 | 3,482 | $0.00 | 3,482 | $20.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,200 | 2020-05-19 | No | 4 | M | Direct | |
5,222 | 2021-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,388 | Indirect | By Issuer's Employee Stock Ownership Plan for Self |
Common Stock | 3,643 | Indirect | By 401(k) Plan for self |
Footnotes
- This transaction represents the exercise and sale of vested, non-qualified stock options under a preapproved 10b-5 trading plan.
- The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 4,236 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
- The price per share represents the average market price of the shares sold upon option exercise as reported by the Reporting Person's broker.
- The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 2,436 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
- The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 5,918 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
- The number of securities shown as being held in, acquired or disposed of by the Issuer's 401(k) Plan for the Reporting Person's benefit are the approximate number of shares of common stock (excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
- 1,800 options currently exercisable and 1,200 options become exercisable in equal installments of 600 option shares each on 05/19/2014 and 05/19/2015.
- 3,482 options currently exercisable; 3,482 options become exercisable in two equal installments of 1,741 options each on 02/18/2014 and 02/18/2015; and 1740 options become exercisable on 02/18/2016.