Filing Details
- Accession Number:
- 0000820318-13-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-22 10:14:03
- Reporting Period:
- 2013-08-21
- Filing Date:
- 2013-08-22
- Accepted Time:
- 2013-08-22 10:14:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196393 | James Martinelli | 1832 Liberty Way Valencia PA 16059 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-21 | 16,000 | $8.44 | 123,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-21 | 16,000 | $19.83 | 107,101 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to buy) | Disposition | 2013-08-21 | 16,000 | $0.00 | 16,000 | $8.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-08-13 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $19.61 to $20.00. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The option vested in 5 equal annual installments beginning on August 13, 2005.