Filing Details
- Accession Number:
- 0001203311-13-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 21:21:52
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 21:21:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361966 | B Vaughn Himes | 21823 30Th Drive Se Bothell WA 98021 | Evp, Tech. Ops. & Proc. Sci. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-19 | 1,736 | $40.91 | 31,907 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-19 | 14,400 | $0.00 | 46,307 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2013-08-19 | 2,436 | $41.04 | 2,436 | $41.04 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-08-19 | 33,564 | $41.04 | 33,564 | $41.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,436 | 2023-08-19 | No | 4 | A | Direct | |
33,564 | 2023-08-19 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
- These shares represent restricted stock units and will be settled in common stock upon vesting.
- Restricted stock units shall vest in full on August 19, 2016.
- Amount of Securities beneficially owned following reported transactions includes 41,734 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on August 19, 2014 and monthly thereafter until all the shares are fully vested on August 19, 2017.