Filing Details

Accession Number:
0001203311-13-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 21:18:18
Reporting Period:
2013-08-19
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 21:18:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060736 Seattle Genetics Inc SGEN Biological Products, (No Disgnostic Substances) (2836) 911874389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543747 S. Christopher Boerner 21823 30Th Drive Se
Bothell WA 98021
Svp, Commercial No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-19 226 $40.91 33,527 No 4 S Direct
Common Stock Acquisiton 2013-08-19 14,000 $0.00 47,527 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Acquisiton 2013-08-19 2,436 $41.04 2,436 $41.04
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2013-08-19 32,564 $41.04 32,564 $41.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,436 2023-08-19 No 4 A Direct
32,564 2023-08-19 No 4 A Direct
Footnotes
  1. Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
  2. These shares represent restricted stock units and will be settled in common stock upon vesting.
  3. Restricted stock units shall vest in full on August 19, 2016.
  4. Amount of Securities beneficially owned following reported transactions includes 44,500 Restricted Stock Units subject to vesting.
  5. Shares shall vest at a rate of 25% on August 19, 2014 and monthly thereafter until all the shares are fully vested on August 19, 2017.